LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.
- Be the single point of contact/case manager for Front on new client onboarding requests/periodical client file review
- Provide name screening support for new client onboarding/periodical client file review
- Provide guidance on how to use the CLM system for onboarding and client file review to Front staff
- Provide pre-onboarding advisory; act as the Subject Matter Expert (SME) to:
Provide guidance how to create KYC profile for onboarding to Front staff
Advise on KYC due diligence data collection requirements
Help Front staff achieve enhance client experience by getting it right the first-time
- Minimize error/rejection rate of client onboarding by
Perform an independent initial review of client account documentation for different account types
Ensure adherence to regulatory requirements and trust company policies/directives
Assess and ensure the relevance and completeness of KYC information supplied by Front
Perform appropriate due diligence checks and searches in various public sources according to the trust company's standard of client onboarding
- Route client onboarding submissions to subsequent departments in the account opening process per trust company's process/directives
- Participate in change activities and projects in view of the trust company's strategic objectives and vision
- Drive and deliver continuous process improvements, in view of the changing operating and regulatory environment
- Minimum of 5 years of relevant experience in the financial industry and good understanding of KYC/AML/Compliance/Risk requirements
- Knowledge on CLM/Avaloq is a plus
- Team player, understands the importance of collaboration and is committed to service delivery excellence
- Excellent communication skills
- Excellent attention to details
- Ability to work under pressure, cope with change and yet execute in a precise and timely fashion
- Competent in MS office suite, particularly MS Excel
- Excellent written and verbal communication skills in Japanese and business level proficiency in English
A great place to work – a great place to have impact: LGT promotes diversity among its employees. We believe that an inclusive and appreciative corporate culture is the driver for a great workplace and provides the opportunity to create a unique and successful team. That's why our employees can also benefit from many additional benefits.
Transparency is important to us. That is why you will find everything that matters to us on our website – plus everything you should know about us before you meet us in person, open an account or apply for a job. That includes, for example, the history of the Princely Family, which is closely intertwined with our own.