LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.
Act as the First Line of Defense (FLD) to implement and strengthen the selling process and investment suitability framework within the Front Office, Singapore.
Provide guidance to Front Office on suitability and selling process.
Conduct pre-determined, systematic, and comprehensive risk-based monitoring and review of Front Office activities covering areas including suitability, cross border and pricing, etc and prepare reports for management attention.
Participate in system and management projects related to enhancing the control landscape.
Strengthen the support to cross border and pricing review framework through continuous development of review program, system update and policy enhancements.
Assist the Head of Business Risk Management, Singapore on ad hoc tasks.
University graduate, with at least 5 years of experience in Private Banking / Asset Management business risk and controls.
Experience in dealing with regulatory compliance, audits, and remediation work especially in products and investor suitability.
Strong interpersonal communication skills especially with senior bankers and management levels.
Solution driver and proactive in finding alternatives to solve issues.
Proficiency in MS Office. MS Power BI / Tableau, Avaloq knowledge and experience will be a plus.
Proficiency in additional language such as Hindi, Cantonese, Japanese, Korean, or Bahasa will be a plus.
Application link: https://lgt.wd3.myworkdayjobs.com/linkonly/job/Singapore/Business-Risk-Management_JR5223
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